-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SwXMEk51qlrQBV1v7TJDVdQF5Mj2UyOukh/YrwqUnIsN2av7O3gVVwZmZ3BoCda6 cjUasY7xH/mYAVDa0r8QIw== 0000891092-99-000498.txt : 19990826 0000891092-99-000498.hdr.sgml : 19990826 ACCESSION NUMBER: 0000891092-99-000498 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990825 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-35198 FILM NUMBER: 99698828 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: ROCKEFELLER CTR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123074380 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: ROCKEFELLER CENTER CITY: NEW YORK STATE: NY ZIP: 10020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SILVER JACK CENTRAL INDEX KEY: 0000922714 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 109321745 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2125428201 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) HARRIS & HARRIS GROUP, INC. (Name of Issuer) COMMON STOCK, $01 PAR VALUE (Title of Class of Securities) 413833104 (CUSIP Number) August 12, 1999 ---------------------------------------------------- (Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 4 CUSIP No. 413833104 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons, S. S. or I. R. S. Identification Nos. of Above Persons Jack Silver - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) N/A - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization: United States of America - -------------------------------------------------------------------------------- Number of Shares Owned by Each Reporting Person with 5. Sole Voting Power: 524,900 shares of Common Stock, $.01 par value. - -------------------------------------------------------------------------------- 6. Shared Voting Power: N/A - -------------------------------------------------------------------------------- 7. Sole Dispositive Power: 524,900 shares of Common Stock, $01 par value - -------------------------------------------------------------------------------- 8. Shared Dispositive Power: N/A - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 524,900 shares of Common Stock, $.01 par value - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares: N/A - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9): 5.7% - -------------------------------------------------------------------------------- 12. Type of Reporting Person: IN - -------------------------------------------------------------------------------- Item 1. 1(a). Name of Issuer. HARRIS & HARRIS GROUP, INC. 1(b). Address of Issuer's Principal Executive Offices. One Rockefeller Plaza, Rockefeller Center, New York, New York 10020 Item 2. 2(a). Name of Person Filing. Jack Silver 2(b). Address of Principal Business Office. 660 Madison Avenue, New York, New York 10021 2(c). Citizenship. United States of America 2(d). Title of Class of Securities. Common Stock, $.01 par value. 2(e). CUSIP Number. 413833104 Item 3. N/A Item 4. Ownership. (a) Amount Beneficially Owned: 524,900 (b) Percent of Class: 5.7% (c) Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote 524,900. (ii) Shared power to vote or to direct the vote 0 . (iii) Sole power to dispose or to direct the disposition of 524,900. (iv) Shared power to dispose or to direct the disposition of 0. Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of a Group. N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: (b) The following certification shall be included if the statement is filed pursuant to rule 13d-1(c). By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and were not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction have that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 24, 1999 ------------------------------ (Date) /s/ Jack Silver ------------------------------ (Signature) Jack Silver ------------------------------ (Name/Title) The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U. S. C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----